Nasdaq Compliance Questionnaires
GRC tools
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Take the quiz to check if Nasdaq Compliance Questionnaires and its alternatives fit your requirements.
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What is Nasdaq Compliance Questionnaires
Nasdaq Compliance Questionnaires is a governance and compliance tool used to create, distribute, and track questionnaires for corporate compliance and governance processes. It is commonly used by corporate secretaries, legal/compliance teams, and boards to collect annual and event-driven disclosures such as director/officer questionnaires and policy attestations. The product focuses on structured data collection, workflow, and audit-ready reporting aligned to public-company governance needs. It is typically deployed as part of Nasdaq’s broader governance and compliance software portfolio.
Purpose-built disclosure workflows
The product is designed around common governance and compliance questionnaire workflows, such as annual D&O questionnaires and recurring attestations. It supports standardized question sets and repeatable cycles to reduce manual follow-up. This focus can fit organizations that need consistent, board-facing disclosure collection rather than broad enterprise GRC process modeling.
Centralized tracking and reporting
It centralizes questionnaire distribution, response collection, and completion status tracking in one system. Teams can monitor outstanding items and maintain an audit trail of submissions and updates. This helps compliance and legal teams demonstrate process completion and retain evidence for internal and external stakeholders.
Alignment with governance teams
The tool is oriented to corporate governance stakeholders (corporate secretary, legal, compliance, directors and officers) and their disclosure needs. It supports controlled access to sensitive responses and structured review. This specialization can reduce reliance on email and spreadsheets for governance data collection.
Narrower than full GRC suites
Compared with broader GRC platforms, the product is primarily centered on questionnaire-based disclosure and attestation workflows. Organizations seeking integrated risk registers, control testing, continuous monitoring, or enterprise-wide policy management may need additional tools. Fit is strongest when questionnaires are the main compliance workflow rather than one component of a larger GRC program.
Integration depth varies
Questionnaire tools often require integrations to identity systems, document repositories, and downstream GRC or audit platforms to avoid duplicate data entry. The extent of available APIs, prebuilt connectors, and data export options should be validated during evaluation. Limited integration can increase administrative effort for compliance operations.
Configuration and content effort
Effective use depends on well-defined question libraries, role assignments, and review workflows. Initial setup and ongoing maintenance (question updates, regulatory changes, user management) can require dedicated administrative ownership. Organizations without clear governance processes may experience slower time-to-value.
Seller details
Nasdaq, Inc.
New York, NY, USA
1971
Public
https://www.nasdaq.com/
https://x.com/Nasdaq
https://www.linkedin.com/company/nasdaq/
