Broadridge Securities Finance
Brokerage trading platforms
Financial services software
- Features
- Ease of use
- Ease of management
- Quality of support
- Affordability
- Market presence
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What is Broadridge Securities Finance
Broadridge Securities Finance is a securities finance platform used to support securities lending and borrowing operations, including trade capture, lifecycle processing, collateral management, and reporting. It targets broker-dealers, agent lenders, custodians, and asset managers that run institutional securities finance programs. The product focuses on operational workflow, controls, and integration with market infrastructure rather than retail trading interfaces.
End-to-end securities finance workflows
Supports core securities finance processes such as loan/borrow booking, returns, recalls, rerates, corporate actions handling, and settlement support. Provides operational tooling for exception management and lifecycle controls that are typically required in institutional programs. This scope aligns with back-office and middle-office needs rather than charting or retail order entry.
Collateral and margin support
Includes capabilities to manage collateral movements and valuations across securities finance agreements. Helps teams monitor exposures and apply margining processes tied to contract terms and market value changes. This is a differentiator versus trading-focused platforms that emphasize execution and analytics over collateral operations.
Enterprise integration orientation
Designed to integrate with existing custody, settlement, risk, and accounting ecosystems used by large financial institutions. Typically supports configurable workflows and data outputs for downstream reporting and oversight. This makes it suitable for firms that need to standardize processing across desks and entities.
Not a retail trading platform
The product is not designed for self-directed investors or active retail traders. It does not focus on front-end trading features such as advanced charting, social trading, or multi-asset retail order routing. Firms seeking a client-facing brokerage UI generally need separate platforms.
Implementation complexity for smaller firms
Institutional securities finance platforms often require significant onboarding, data mapping, and integration work with internal systems and market counterparties. Smaller organizations with limited operations staff may find the deployment and ongoing configuration heavier than lighter-weight trading tools. Time-to-value can depend on the scope of integrations and process standardization required.
Scope centered on securities finance
Functionality is specialized around securities lending/borrowing and related collateral processes rather than broad brokerage capabilities. Organizations looking for a single system to cover full brokerage trading, portfolio analytics, and client engagement may need additional products. The platform’s value is highest where securities finance volumes and controls justify dedicated tooling.
Plan & Pricing
| Plan | Price | Key features & notes |
|---|---|---|
| FastStart (SFCM FastStart) | Not publicly disclosed — described on Broadridge site as a "low entry point" with an "attractive monthly cost"; month-to-month contract available during initial period. | Core Securities Finance foundation for up to 6 users; rapid 2-week spin-up; includes trading, inventory & collateral management, billing, reporting, P&L for Repo & SBL; Broadridge-managed AWS SaaS, DR, BCP, support; expandable to Full Service with pay-for-expansion model. |
| Full Service (Securities Finance & Collateral Management - SFCM) | Custom / Contact sales (no public list prices). | Full front-to-back, global, real-time, multi-asset securities lending, repo, synthetic finance and collateral management platform; used by global buy- and sell-side firms; scheduling a demo/contacting Broadridge is required for pricing and procurement. |
Seller details
Broadridge Financial Solutions, Inc.
Lake Success, New York, USA
1962
Public
https://www.broadridge.com/
https://x.com/Broadridge
https://www.linkedin.com/company/broadridge/
